Form D · Other

Umami Sustainable Seafood Inc.

New York,, NY · CIK 0001368765

Offering snapshot reported Nov 10, 2010 · SEC filing

Reported sold
$1.62M
Offering amount: $2.5M
Investors reported
59
Form D · investor count
Minimum accepted
$15K
Reported outside-investor minimum
First sale
Oct 28, 2010
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 10, 2010Initial$1,615,000No comparison59SEC filing
Jul 15, 2010Initial$7,900,000No comparison10SEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$425K (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-150312
Sales commissions represents the aggregate maximum amount to be received by Aegis Capital Corp. and Bedminster Financial Group, Ltd., assuming the issuer sells the total offering amount of $2,500,000.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Bedminster Financial Group Ltd.39916
Aegis Capital Corp.110572

Source: Form D, filed Nov 10, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Michael David Gault Director
Frederick Charles Kempson Director
Oli Valur Steindorsson Director, Executive
Daniel Zang Executive

Issuer details

Industry: Other (See others in industry)

Address:
405 Lexington Avenue 26 Th Floor, Suite 2640
New York,, NY, 10174