Form D · Other Investment Fund

Ullico International Small Cap Fund, L.P.

Silver Spring, MD · CIK 0001544108

Offering snapshot reported Dec 29, 2025 · SEC filing

Reported sold
$115M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2012
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$58.5M$117MSep 14, 2021: $116,939,637.00Sep 14, 2021Oct 4, 2022: $116,939,637.00Oct 4, 2022Dec 22, 2023: $116,939,637.00Dec 22, 2023Dec 27, 2024: $114,939,637.00Dec 27, 2024Dec 29, 2025: $114,939,637.00Dec 29, 2025

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 29, 2025Amendment$114,939,637$0vs Dec 27, 20243SEC filing
Dec 27, 2024Amendment$114,939,637-$2,000,000vs Dec 22, 20233SEC filing
Dec 22, 2023Amendment$116,939,637$0vs Oct 4, 20223SEC filing
Oct 4, 2022Amendment$116,939,637$0vs Sep 14, 20213SEC filing
Sep 14, 2021Amendment$116,939,637No comparisonNot reportedSEC filing
Jul 31, 2020Amendment$116,939,637$0vs Aug 30, 20193SEC filing
Aug 30, 2019Amendment$116,939,637$0vs Aug 16, 20183SEC filing
Aug 16, 2018Amendment$116,939,637$0vs Jul 19, 20173SEC filing
Jul 19, 2017Amendment$116,939,637$0vs Jul 21, 20163SEC filing
Jul 21, 2016Amendment$116,939,637$12,000,000vs Apr 24, 20153SEC filing
Apr 24, 2015Amendment$104,939,637$36,500,000vs Jan 14, 20143SEC filing
Jan 14, 2014Amendment$68,439,637-$8,430,454vs Mar 28, 20131SEC filing
Mar 28, 2013Amendment$76,870,091No comparison2SEC filing
Mar 12, 2012InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$356K (estimated)
Finders' fees
$0
Form D file number
021-174733

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Pistner, Michael2932182Ullico Investment Company, LLC · CRD 135195
Howe, Luke5779141Ullico Investment Company, LLC · CRD 135195

Source: Form D, filed Dec 29, 2025. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

ULLICO INTERNATIONAL SMALL CAP FUND, L.P.

Investment adviser: ULLICO INVESTMENT ADVISORS, INC.

Gross asset value
$89.3M
Beneficial owners
2
ADV minimum commitment
$1M

Reported in Form ADV on Aug 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator BNY EVERETT, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor ERNST & YOUNG LLP PHILADELPHIA, Pennsylvania, United States
Custodian BNY EVERETT, Massachusetts, United States Related to adviser: No
Marketer ULLICO INVESTMENT COMPANY, LLC BETHESDA, Maryland, United States Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BNY
LEI HPFHU0OQ28E4N0NFVK49

ULLICO INVESTMENT COMPANY, LLC
CRD 135195 · SEC 8-66906

Filing source

Form ADV 2123613 · Aug 4, 2026 · Schedule D 7.B.(1), fund 805-3662984401

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William Cavanagh Director
James Hugh Darcey Executive
Adam Fried Executive
Brian Hale Director
Peter Haley Executive
Darin Hardy Director, Executive
Cathy Humphrey Director, Executive
Herbert Kolben Director, Executive
Richard La Rocque Executive
Joseph Linehan Director, Executive
Kenneth Dunlop Scott Director
N/A Ullico Investment Advisors, Inc. Director
Yinan Yu Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
8403 Colesville Rd. 13 Th Floor
Silver Spring, MD, 20910