Form D · Other
UGE International Ltd.
Toronto, A6 · CIK 0001638298
Offering snapshot reported Feb 16, 2024 · SEC filing
- Reported sold
- $546K Offering amount: $555K
- Investors reported
- 14 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Dec 22, 2023 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 16, 2024 | Amendment | $546,000 | $0vs Jan 19, 2024 | 14 | SEC filing |
| Jan 19, 2024 | Initial | $546,000 | No comparison | 14 | SEC filing |
| Apr 24, 2023 | Initial | $582,590 | No comparison | 6 | SEC filing |
| Feb 6, 2023 | Amendment | $161,000 | $0vs Jan 27, 2023 | 4 | SEC filing |
| Feb 6, 2023 | Amendment | $145,000 | $0vs Jan 27, 2023 | 5 | SEC filing |
| Jan 27, 2023 | Initial | $145,000 | No comparison | 5 | SEC filing |
| Jan 27, 2023 | Initial | $161,000 | No comparison | 4 | SEC filing |
| Apr 8, 2015 | Amendment | $1,427,801 | $0vs Mar 31, 2015 | 25 | SEC filing |
| Mar 31, 2015 | Initial | $1,427,801 | No comparison | 25 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $22.7K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-502945
Total amount remaining to be sold represents maximum potential exercise price of Broker Warrants.
In additiona to the cash compensation above, the agents received 12,097 warrants ("Broker Warrants"); each Broker Warrant is exercisable for one share of common stock at C$0.94 for 24 months.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Pickwick Capital Partners, LLC | 130672 | Gary Reneau · CRD 720927 |
Source: Form D, filed Feb 16, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Chris Asimakis | Director |
| Arthur Aylesworth | Director |
| John Michael Barnsley | Executive |
| Stephanie Bird | Executive |
| Nicolas Blitterswyk | Director, Executive |
| Stephen Blum | Director |
| Yun "Wendy" Liu | Director |
| Stephen Markscheid | Director |
| Brandon Mc Neil | Executive |
| Scot Melland | Director |
| Robert Van Duynhoven | Executive |
| Crescent Varrone | Director |
| Matthew Watson | Director |
| Xiangrong Xie | Director |
| Jian Yang | Director |
Issuer details
Industry: Other (See others in industry)
Address:Toronto, A6, M5H 3V5