Form D · Investing
UG, LLC
Scottsdale, AZ · CIK 0001916538
Offering snapshot reported Jan 30, 2024 · SEC filing
- Reported sold
- $109K Offering amount: $1.6M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $100K Reported outside-investor minimum
- First sale
- Dec 29, 2023 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 30, 2024 | Initial | $109,000 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-503922
Source: Form D, filed Jan 30, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ron Baldwin | Director, Executive |
| Gene Baldwin | Director |
| Debbie Haynes | Director |
| Steve Hovde | Director |
| Robert Kennedy | Executive |
| De Forest Soaries | Director |
| Phil Swatzell | Director |
Issuer details
Industry: Investing (See others in industry)
Address:
14362 N Frank Lloyd Wright Blvd #1000
Scottsdale, AZ, 85260
Scottsdale, AZ, 85260