Form D · Restaurants

UFood Restaurant Group, Inc.

Newton, MA · CIK 0001369233

Offering snapshot reported Nov 12, 2010 · SEC filing

Reported sold
$3.44M
Offering amount: $6M
Investors reported
71
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Oct 4, 2010
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.72M$3.44MOct 18, 2010: $2,795,000.00Oct 18, 2010Nov 12, 2010: $3,440,000.00Nov 12, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,795,000 → $3,440,000
  • Reported investors46 → 71

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 12, 2010Amendment$3,440,000$645,000vs Oct 18, 201071SEC filing
Nov 12, 2010Amendment$5,692,500$105,000vs Oct 18, 201078SEC filing
Oct 18, 2010Initial$5,587,500No comparison74SEC filing
Oct 18, 2010Initial$2,795,000No comparison46SEC filing
May 4, 2009Initial$5,874,000No comparisonNot reportedSEC filing
Dec 26, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Oct 9, 2007PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$344K
Finders' fees
$0
Form D file number
021-149203
Garden State Securities, Inc. was paid a commission of $344,000 plus expenses of $37,500 for its fees.

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
Garden State Securities, Inc.10083

Source: Form D, filed Nov 12, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Charles Cocotas Director, Executive
Mark Giresi Director
Richard Golden Director
Robert Grayson Director
Keith Mueller Director
George Naddaff Director, Executive
Irma Norton Executive
Jeffrey Ross Director

Issuer details

Industry: Restaurants (See others in industry)

Address:
255 Washington Street
Newton, MA, 02458