Form D · Other

UFI Acquisition, Inc.

New York, NY · CIK 0001571173

Offering snapshot reported Dec 30, 2013 · SEC filing

Reported sold
$4.58M
Offering amount: $4.58M
Investors reported
134
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 18, 2013
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors0 → 134

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 30, 2013Amendment$4,582,000No comparison134SEC filing
Dec 10, 2013InitialYet to sellNo comparison0SEC filing
Apr 2, 2013Amendment$9,833,330No comparison143SEC filing
Mar 6, 2013InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-207674

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Taglich Brothers, Inc.29102Taglich Brothers, Inc. · CRD 29102

Source: Form D, filed Dec 30, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard L. Baum, Jr. Director, Executive
William M. Cooke Director
Douglas E. Hailey Director, Executive
James Illikman Director
Kimberly Korth Director
Michael N. Taglich Director
Donn Viola Director
John Weinhardt Director

Issuer details

Industry: Other (See others in industry)

Address:
C/O Taglich Brothers, Inc. 275 Madison Avenue, Suite 1618
New York, NY, 10016