Form D · Other Investment Fund

Ufenau Continuation 3, SLP

Grand Duchy Of Luxembourg, N4 · CIK 0001905702

Offering snapshot reported Mar 30, 2022 · SEC filing

Reported sold
Yet to sell
Offering amount: $662M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Yet to occur
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 30, 2022InitialYet to sellNo comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-439613
Placement agent will receive a fixed fee based on total assets sold.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
PJT Partners LP171058

Source: Form D, filed Mar 30, 2022. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UFENAU CONTINUATION 3, SLP

Investment adviser: UCPUS, INC.

Gross asset value
$775M
Beneficial owners
87
ADV minimum commitment
$5.87M

Reported in Form ADV on Sep 28, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator ARENDT INVESTOR SERVICES SA LUXEMBOURG, Luxembourg Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U FUND SERVICES S.A R.L. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG SA LUXEMBOURG, Luxembourg
Custodian RBS GLOBAL BANKING (LUXEMBOURG) SA LUXEMBOURG, Luxembourg Related to adviser: No
Marketer PJT PARTNERS LP NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

ERNST & YOUNG SA
PCAOB 1367

RBS GLOBAL BANKING (LUXEMBOURG) SA
LEI 213800C2O9TG2TDKGI6

PJT PARTNERS LP
CRD 171058 · SEC 8-69442

Filing source

Form ADV 2130167 · Sep 28, 2026 · Schedule D 7.B.(1), fund 805-5568959941

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Andrej Grossmann Director
Ufenau Continuation 3 (Gp) Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
412 F, Route D'esch
Grand Duchy Of Luxembourg, N4, L-1471