Form D · Other Real Estate
UDF Paramount Multi-Family Opportunity Fund, L.P.
Grapevine, TX · CIK 0001562963
Offering snapshot reported Jan 18, 2013 · SEC filing
- Reported sold
- $5.04M Offering amount: $26.2M
- Investors reported
- 73 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Nov 15, 2012 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$600,000 → $5,040,939
- Reported investors3 → 73
- Minimum accepted$50,000 → $25,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jan 18, 2013 | Amendment | $5,040,939 | $4,440,939vs Nov 29, 2012 | 73 | SEC filing |
| Nov 29, 2012 | Initial | $600,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $278K (estimated)
- Finders' fees
- $0
- Form D file number
- Not reported
Offering amount represents (i)aggregate offering amount of $21,000,000 for partnership interests in UDF Paramount Multi-Family Opportunity Fund, LP and (ii)aggregate offering amount of $5,200,000 for membership interests in UDF Paramount MOF Investors LLC
Soliciting Dealers will receive a selling commission of up to 7% from the gross offering proceeds and a reallowance of an additional 1% of the gross offering proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Austin R. Dutton Jr. | 2739167 | Newbridge Securities Corporation · CRD 104065 |
| Robert E. Wamhoff | 2082701 | VSR Financial Services, Inc. · CRD 14503 |
| Charles T. Rognon | 816295 | IMS Securities Inc. · CRD 35567 |
| James Franklin Beck | 1729263 | Beck Capital Management LLC · CRD 152705 |
| Genevieve G. Mar | 2744037 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| Jason R. Segawa | 4826346 | Independent Financial Group LLC · CRD 7717 |
| James C. Durnin | 2717955 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| John E. Gorely | 225973 | VSR Financial Services, Inc. · CRD 14503 |
| Justin M. Simmons | 5274372 | Beck Capital Management LLC · CRD 152705 |
| Kristopher F. Etter | 4562123 | IMS Securities Inc. · CRD 35567 |
| Mark A. Upchurch | 2937074 | Centaurus Financial Inc. · CRD 30833 |
| Matthew Edwin Myland | 2912931 | GMF Private Wealth Management LP · CRD 159471 |
| Robert D. Coleman | 1342496 | VSR Financial Services Inc. · CRD 14503 |
| Stephen J. Quiner | 1152908 | VSR Financial Services Inc. · CRD 14503 |
| Michael H. Cunningham | 2499939 | VSR Financial Services Inc. · CRD 14503 |
| Robert D'Agosta | 1903105 | Berthel Fisher and Company Financial Services Inc. · CRD 13609 |
| William G. Christian Jr. | 2521197 | IMS Securities Inc. · CRD 35567 |
| Stephen C. Pfaff | 2724225 | VSR Financial Services Inc. · CRD 14503 |
| Ty W. Henderson | 2373435 | IMS Securities, Inc. · CRD 35567 |
| Stephen E. Miner | None | VSR Financial Services Inc. · CRD 14503 |
Source: Form D, filed Jan 18, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Todd F. Etter, Jr. | Executive |
| Hollis M. Greenlaw | Executive |
| Roland Stewart, Iii | Executive |
| * Udf Paramount Mof Gen Par, Llc | Promoter |
Issuer details
Industry: Other Real Estate (See others in industry)
Address:
1301 Municipal Way
Grapevine, TX, 76051
Grapevine, TX, 76051