Form D · Other Investment Fund

UCV NIWA, LP

San Francisco, CA · CIK 0002024890

Offering snapshot reported May 31, 2024 · SEC filing

Reported sold
$900K
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$200K
Reported outside-investor minimum
First sale
May 16, 2024
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 31, 2024Initial$900,000No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.5
Duration over one year
No
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0
Form D file number
021-514735
This offering is being made in parallel with a Reg S offering. The Total Offering Amount expected to be sold in the Reg D offering is indeterminate at this time.
7% placement fee of the invested capital by each applicable Reg D investor will be paid to the Associated Broker Dealer. Total amount is indeterminate at this time.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
More than five (5) Associated PersonsNoneGolden Gate Global Financial, LLC · CRD 317740

Source: Form D, filed May 31, 2024. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Derrik Hirschfeld Director, Executive
Mark Edwin Jorgensen Director, Executive
Steven Kay Director, Executive
N/A Ucv Holdings, Llc Director
N/A Ucv Niwa Gp, Llc Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1 Sansome Street, Suite 2080
San Francisco, CA, 94104