Form D · Other Investment Fund
UCV NIWA, LP
San Francisco, CA · CIK 0002024890
Offering snapshot reported May 31, 2024 · SEC filing
- Reported sold
- $900K Indefinite offering
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $200K Reported outside-investor minimum
- First sale
- May 16, 2024 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 31, 2024 | Initial | $900,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1, 3C.5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0
- Form D file number
- 021-514735
This offering is being made in parallel with a Reg S offering. The Total Offering Amount expected to be sold in the Reg D offering is indeterminate at this time.
7% placement fee of the invested capital by each applicable Reg D investor will be paid to the Associated Broker Dealer. Total amount is indeterminate at this time.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| More than five (5) Associated Persons | None | Golden Gate Global Financial, LLC · CRD 317740 |
Source: Form D, filed May 31, 2024. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Derrik Hirschfeld | Director, Executive |
| Mark Edwin Jorgensen | Director, Executive |
| Steven Kay | Director, Executive |
| N/A Ucv Holdings, Llc | Director |
| N/A Ucv Niwa Gp, Llc | Director |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
1 Sansome Street, Suite 2080
San Francisco, CA, 94104
San Francisco, CA, 94104