Form D · Other

UCC-KP INVESTMENT, LLC

New York, NY · CIK 0001646154

Offering snapshot reported Jun 25, 2015 · SEC filing

Reported sold
$6.85M
Offering amount: $6.85M
Investors reported
8
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jun 12, 2015
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 25, 2015Initial$6,850,000No comparison8SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-242476

Source: Form D, filed Jun 25, 2015. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UCC-KP INVESTMENT, LLC

Investment adviser: UCC-MA PARTNERS, LLC

Gross asset value
$28M
Beneficial owners
9
ADV minimum commitment
$500K

Reported in Form ADV on Apr 1, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Filing source

Form ADV 1291583 · Apr 1, 2019 · Schedule D 7.B.(1), fund 805-1133433222

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jay F. Landauer Director, Executive
N/A Ucc Kp Partners, Llc Director

Issuer details

Industry: Other (See others in industry)

Address:
445 Park Avenue, 14 Th Floor
New York, NY, 10022