Form D · Commercial Banking
ABB Financial Group, Inc.
Atlanta, GA · CIK 0001464353
Offering snapshot reported Jun 2, 2017 · SEC filing
- Reported sold
- Yet to sell Offering amount: $22M
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $50K Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 2, 2017 | Initial | Yet to sell | No comparison | 0 | SEC filing |
| May 19, 2009 | Initial | $12,850 | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $1.1M (estimated)
- Finders' fees
- $0
- Form D file number
- 021-287976
This represents 5% of the aggregate gross offering proceeds. The sales commission will not exceed 5% of the gross offering proceeds.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| BSP Securities, LLC | 156936 |
Source: Form D, filed Jun 2, 2017. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ronnie L. Austin | Director, Executive |
| C. Leeman Bennett | Director |
| Leeman Bennett | Director |
| Edward J. Cooney | Director, Executive |
| James R. Henderson | Director |
| Richard D. Henderson | Director |
| Jeffery R. Lake | Director |
| Jeffrey R. Lake | Director |
| Karen D. Mashburn | Director |
| Robert C. Mc Mahan | Director |
| Wayne V. Mitsch | Director |
| Brandi Pajot | Executive |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
5660 New Northside Drive Suite 200
Atlanta, GA, 30328
Atlanta, GA, 30328