Form D · Other

UCAN Co

Woodbridge, CT · CIK 0001427326

Offering snapshot reported Jun 21, 2023 · SEC filing

Reported sold
$10.7M
Offering amount: $10.7M
Investors reported
21
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 6, 2022
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$5.35M$10.7MJun 20, 2023: $10,505,479.00Jun 20, 2023Jun 21, 2023: $10,705,476.00Jun 21, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$10,505,479 → $10,705,476
  • Reported investors16 → 21

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 21, 2023Amendment$10,705,476$199,997vs Jun 20, 202321SEC filing
Jun 20, 2023Initial$10,505,479No comparison16SEC filing
May 10, 2018Initial$5,749,976No comparison9SEC filing
Mar 9, 2018Amendment$2,519,976$660,660vs Dec 9, 201046SEC filing
Mar 9, 2018Amendment$2,515,103$1,894,475vs Apr 19, 201214SEC filing
Apr 19, 2012Initial$620,628No comparison14SEC filing
Dec 9, 2010Amendment$1,859,316$1,234,870vs Dec 24, 200946SEC filing
Dec 24, 2009Initial$624,446No comparison22SEC filing
Jan 7, 2009PaperNot reportedNo comparisonNot reportedSEC filing
Feb 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-484671
This pertains to the issuance of Series A Preferred Stock ($7,699,997.29 new money, $3,005,479.45 conversion of convertible securities)

Source: Form D, filed Jun 21, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Arthur Chow Director
David Feldman Director, Executive
James Greco Director
Jack Herpok Executive
Peter Kaufman Executive
Jonathan Kucinski Director
Shoba Murali Director
Ramesh Ratan Executive
Clive Sirkin Director
Stephen Squinto Director
Stephen Squinto, Sr. Director
Kannankote Srikanth Director
Kannankote (Sri) Srikanth Director
Elena Sukacheva Director, Executive

Issuer details

Industry: Other (See others in industry)

Address:
15 Research Drive
Woodbridge, CT, 06525