Form D · Hedge Fund

UBTI FREE LP

Palo Alto, CA · CIK 0001123767

Offering snapshot reported Apr 18, 2011 · SEC filing

Reported sold
$4M
Offering amount: $200M
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Oct 1, 2001
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2M$4MMar 24, 2010: $4,000,000.00Mar 24, 2010Apr 18, 2011: $4,000,000.00Apr 18, 2011

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Apr 18, 2011Amendment$4,000,000$0vs Mar 24, 20101SEC filing
Mar 24, 2010Amendment$4,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-128130
Limited partner interests

Source: Form D, filed Apr 18, 2011. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

UBTI FREE, L.P.

Investment adviser: PALO ALTO INVESTORS LP

Gross asset value
$636K
Beneficial owners
7
ADV minimum commitment
$1M

Reported in Form ADV on May 17, 2012. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND SERVICES LTD. HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States Related to adviser: No
Prime broker J.P. MORGAN CLEARING CORP. BROOKLYN, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

J.P. MORGAN CLEARING CORP.
SEC 8-43724

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Filing source

Form ADV 644255 · May 17, 2012 · Schedule D 7.B.(1), fund 805-3917729443

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
William L. Edwards Executive, Promoter
N/A Palo Alto Investors, Llc Executive, Promoter
Mark Shamia Executive, Promoter
Anthony Joon Yun Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
470 University Avenue
Palo Alto, CA, 94301