Form D · Other Investment Fund

UBS WILLOW FUND, L.L.C.

New York, NY · CIK 0001106258

Offering snapshot reported Dec 2, 2010 · SEC filing

Reported sold
$230M
Indefinite offering
Investors reported
1,276
Form D · investor count
Minimum accepted
$50K
Reported outside-investor minimum
First sale
May 5, 2000
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$115M$230MDec 2, 2009: $229,313,851.00Dec 2, 2009Dec 2, 2010: $230,306,851.00Dec 2, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$229,313,851 → $230,306,851
  • Reported investors1,269 → 1,276
  • Minimum accepted$250,000 → $50,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2010Amendment$230,306,851$993,000vs Dec 2, 20091,276SEC filing
Dec 2, 2009Amendment$229,313,851No comparison1,269SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128613
Investors may be charged a placement fee of up to 2% of the investor's capital contribution. Placement fees do not constitute assets of the Fund and do not reduce an investor's capital account balance.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Dec 2, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert F. Aufenanger Executive
Virginia G. Breen Director
Meyer Feldberg Director
William J. Ferri Executive
Craig K. Goos Executive
George W. Gowen Director, Promoter
Stephen H. Penman Director
Frank S. Pluchino Executive
N/A Ubs Fund Advisor, L.L.C. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Ubs Alternative And Quantitative Investments Llc 299 Park Avenue
New York, NY, 10171