Form D · Other Investment Fund

UBS Para Fund, L.L.C.

New York, NY · CIK 0001300540

Offering snapshot reported Dec 2, 2009 · SEC filing

Reported sold
$243M
Indefinite offering
Investors reported
477
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Aug 1, 2004
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$122M$243MMar 11, 2009: $243,192,928.00Mar 11, 2009Dec 2, 2009: $243,192,928.00Dec 2, 2009

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2009Amendment$243,192,928$0vs Mar 11, 2009477SEC filing
Mar 11, 2009Amendment$243,192,928No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
06, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-68364
Investors may be charged a placement fee of up to 2% of the investor's capital contribution. Placement fees are in addition to an investor's capital contribution, do not constitute assets of the Fund and do not reduce an investor's capital account balance

Sales compensation recipients

Scroll to see all columns →

RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Dec 2, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Francis Aufenanger Director, Executive
Eric Brotman Director, Executive
Craig K. Goos Executive
Stephen Roussin Director
N/A Ubs Fund Advisor, L.L.C. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1285 Avenue Of The Americas
New York, NY, 10019