Form D · Hedge Fund

UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD

Grand Cayman, E9 · CIK 0001427669

Offering snapshot reported Mar 28, 2014 · SEC filing

Reported sold
$17.7M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Oct 1, 2007
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$30.4M$60.7MMar 12, 2010: $17,700,000.00Mar 12, 2010Mar 11, 2011: $17,700,000.00Mar 11, 2011Mar 28, 2012: $60,741,136.00Mar 28, 2012Mar 28, 2013: $60,741,136.00Mar 28, 2013Mar 28, 2014: $17,700,000.00Mar 28, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$60,741,136 → $17,700,000
  • Reported investors2 → 1
  • Minimum accepted$500,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 28, 2014Amendment$17,700,000-$43,041,136vs Mar 28, 20131SEC filing
Mar 28, 2013Amendment$60,741,136$0vs Mar 28, 20122SEC filing
Mar 28, 2012Amendment$60,741,136$43,041,136vs Mar 11, 20112SEC filing
Mar 11, 2011Amendment$17,700,000$0vs Mar 12, 20101SEC filing
Mar 12, 2010Amendment$17,700,000No comparison1SEC filing
Feb 14, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$485K (estimated)
Finders' fees
$0
Form D file number
021-114865
Includes only securities sold to U.S. investors by the issuer in reliance on Regulation D (e.g., excludes securities sold to non-U.S. investors in reliance on Regulation S).
UBS Global Asset Management (Americas) Inc. is no longer receiving any sales commissions in connection with sales of interest of the issuer.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Global Asset Management (Americas) Inc.106838

Source: Form D, filed Mar 28, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Richard E. Douglas Director
Cassandra Powell Director
Ubs Alternative And Quantitative Investments Llc Ubs Alternative And Quantitative Investments Llc Executive
Ubs Alternative & Quantitative Investments Llc Ubs Alternative & Quantitative Investments Llc Executive
Ubs Alternative &Quantitative Investments Llc Executive
William E.J. Walmsley Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Ubs House 227 Elgin Avenue, P.O. Box 852
Grand Cayman, E9, KY1-1103