Form D · Private Equity Fund
UBS International Infrastructure Fund II (A), L.P.
Camana Bay, Grand Cayman, E9 · CIK 0001575236
Offering snapshot reported Apr 29, 2013 · SEC filing
- Reported sold
- Yet to sell Offering amount: $2B
- Investors reported
- 0 Form D · investor count
- Minimum accepted
- $20M Reported outside-investor minimum
- First sale
- Yet to occur As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Apr 29, 2013 | Initial | Yet to sell | No comparison | 0 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-195721
The figure in Item 13(a) includes amounts in respect of the Issuer's parallel entities. With respect to Item 11, the general partner reserves the right to accept lesser amounts.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| UBS Agrivest LLC | 107754 | |
| UBS AG | None | |
| UBS Global Asset Management (Deutschland) GmbH | None | |
| UBS Global Asset Management (Italia) SGR S.p.A | None | |
| UBS Global Asset Management (Japan) Ltd. | None | |
| UBS Global Asset Management (Singapore) Ltd. | None | |
| UBS Global Asset Management (Taiwan) Ltd. | None | |
| UBS Global Asset Management (UK) Ltd. | 163563 | |
| UBS Hana Asset Management Co., Ltd. | None | |
| CCR Asset Management S.A. | None | |
| UBS Alternative and Quantitative Investments LLC | 131034 | |
| UBS O'Connor LLC | 108754 | |
| UBS Global Asset Management (Australia) Ltd. | None | |
| UBS Global Asset Management (Canada) Inc. | None | |
| UBS Global Asset Management (Hong Kong) Limited | None | |
| UBS Global Asset Management (US) Inc. | 583 | |
| UBS Financial Services Inc. | 8174 | |
| UBS Global Asset Management (Americas) Inc. | 106838 | |
| UBS Securities LLC | 7654 |
Source: Form D, filed Apr 29, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Walter Bell | Promoter |
| Lorenz Chenaux Repond | Promoter |
| Sean Flynn | Director |
| Floyd Gent | Promoter |
| Mark Gilligan | Promoter |
| Robert Jennings | Promoter |
| Paul Moy | Promoter |
| Stephen Paine | Promoter |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:
45 Market Street Gardenia Court
Camana Bay, Grand Cayman, E9, KY1-1104
Camana Bay, Grand Cayman, E9, KY1-1104