Form D · Other Investment Fund

UBS EQUITY OPPORTUNITY FUND, L.L.C.

New York, NY · CIK 0001131682

Offering snapshot reported Dec 2, 2009 · SEC filing

Reported sold
$77.5M
Indefinite offering
Investors reported
427
Form D · investor count
Minimum accepted
$250K
Reported outside-investor minimum
First sale
Mar 1, 2001
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 2, 2009Amendment$77,515,354No comparison427SEC filing

Offering details

Securities
Not reported
Exemptions
06
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-128709
Investors may be charged a placement fee of up to 2% of the investor's capital contribution. Placement fees are in addition to an investor's capital contribution, do not constitute assets of the Fund and do not reduce an investor's capital account balance

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
UBS Financial Services Inc.8174

Source: Form D, filed Dec 2, 2009. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Robert Francis Aufenanger Executive
Virginia G. Breen Director
Meyer Feldberg Director
Craig K. Goos Executive
George W. Gowen Director
Stephen H. Penman Director
N/A Ubs Fund Advisor, L.L.C. Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
1285 Avenue Of The Americas
New York, NY, 10019