Form D · Other Technology

UBmatrix Inc

Redwood City, CA · CIK 0001322696

Offering snapshot reported Aug 11, 2010 · SEC filing

Reported sold
$4.3M
Offering amount: $4.3M
Investors reported
10
Form D · investor count
Minimum accepted
$5K
Reported outside-investor minimum
First sale
Dec 18, 2009
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.15M$4.3MFeb 11, 2010: $172,349.00Feb 11, 2010Jun 4, 2010: $1,867,799.00Jun 4, 2010Aug 11, 2010: $4,298,799.00Aug 11, 2010

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,867,799 → $4,298,799

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Aug 11, 2010Amendment$4,298,799$2,431,000vs Jun 4, 201010SEC filing
Jun 4, 2010Amendment$1,867,799$1,695,450vs Feb 11, 201010SEC filing
Feb 11, 2010Initial$172,349No comparison7SEC filing
Apr 20, 2009Amendment$2,567,684No comparisonNot reportedSEC filing
Sep 22, 2008PaperNot reportedNo comparisonNot reportedSEC filing
Nov 6, 2007PaperNot reportedNo comparisonNot reportedSEC filing
Mar 29, 2005PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Debt, Option to acquire, Other
Exemptions
06
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-75617
Convertible Promissory Notes and Warrants and the underlying Preferred Stock issuable upon conversion of such Notes and Warrants and the Common Stock issuable upon conversion of such Preferred Stock.

Source: Form D, filed Aug 11, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Sunir Kapoor Director, Executive
Mike Makris Executive
Joshua Raffaelli Director
Barry Schuler Director
Peter Valentine Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
333 Twin Dolphin Drive, Suite 145
Redwood City, CA, 94065