Form D · Other

Ubiquity University

San Anselmo, CA · CIK 0001559778

Offering snapshot reported May 14, 2018 · SEC filing

Reported sold
$1.82M
Offering amount: $15M
Investors reported
36
Form D · investor count
Minimum accepted
$3.5K
Reported outside-investor minimum
First sale
Jan 3, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$912K$1.82MJan 3, 2014May 6, 2016: $1,465,625.00May 6, 2016May 5, 2017: $1,698,875.00May 5, 2017May 14, 2018: $1,823,875.00May 14, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,698,875 → $1,823,875
  • Reported investors30 → 36

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 14, 2018Amendment$1,823,875$125,000vs May 5, 201736SEC filing
May 5, 2017Amendment$1,698,875$233,250vs May 6, 201630SEC filing
May 6, 2016Amendment$1,465,625No comparison23SEC filing
Jan 3, 2014InitialYet to sellNo comparison0SEC filing
Mar 27, 2013Amendment$518,125$498,125vs Oct 26, 201245SEC filing
Oct 26, 2012Amendment$20,000$0vs Oct 12, 20122SEC filing
Oct 12, 2012Initial$20,000No comparison2SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-209233

Source: Form D, filed May 14, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
James A. Garrison Director, Executive
James L. Hickman Director, Executive
Steven E. Loyd Director
Stephanie Pace Marshall Director
Robert Meyer Executive
Aftab Omer Director
Paul Murray Taylor Director
Susan Wiseman Executive

Issuer details

Industry: Other (See others in industry)

Address:
75 Bella Vista Ave
San Anselmo, CA, 94960