Form D · Other Technology
UBICOM INC
San Jose, CA · CIK 0001138344
Offering snapshot reported Nov 1, 2011 · SEC filing
- Reported sold
- $1M Offering amount: $1.15M
- Investors reported
- 10 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Sep 21, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Nov 1, 2011 | Initial | $1,000,000 | No comparison | 10 | SEC filing |
| Sep 1, 2011 | Initial | $1,000,000 | No comparison | 12 | SEC filing |
| Jul 21, 2011 | Amendment | $11,435,909 | $0vs Jul 20, 2011 | 16 | SEC filing |
| Jul 20, 2011 | Amendment | $11,435,909 | $0vs Jul 20, 2011 | 16 | SEC filing |
| Jul 20, 2011 | Initial | $4,758,560 | No comparison | 14 | SEC filing |
| Jul 20, 2011 | Initial | $11,435,909 | No comparison | 16 | SEC filing |
| Nov 8, 2010 | Initial | $6,940,379 | No comparison | 15 | SEC filing |
| Mar 8, 2010 | Initial | $1,806,598 | No comparison | 10 | SEC filing |
| Oct 9, 2009 | Initial | $4,437,500 | No comparison | 10 | SEC filing |
| Feb 12, 2009 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 24, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Mar 24, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Feb 11, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Jun 2, 2006 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Option to acquire, Security to be acquired, Other
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-168106
Convertible Promissory Notes and the Preferred Stock issuable upon conversion thereof, and the Common Stock issuable upon conversion of the Preferred Stock.
Source: Form D, filed Nov 1, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| David Fotland | Executive |
| Gangesh Ganesan | Director, Executive |
| Pascal Levensohn | Director |
| Chris Mausler | Executive |
| Brian Melton | Director |
| Andy Rappaport | Director |
| Janice Roberts | Director |
| Douglas Spreng | Director |
Issuer details
Industry: Other Technology (See others in industry)
Address:
195 Baypointe Parkway
San Jose, CA, 95134
San Jose, CA, 95134