Form D · Other Technology

Ube, Inc

Austin, TX · CIK 0001643599

Offering snapshot reported Jun 20, 2017 · SEC filing

Reported sold
$2.58M
Indefinite offering
Investors reported
51
Form D · investor count
Minimum accepted
$10K
Reported outside-investor minimum
First sale
Dec 3, 2015
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.29M$2.58MDec 8, 2015: $50,000.00Dec 8, 2015Jun 20, 2017: $2,583,000.00Jun 20, 2017

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$50,000 → $2,583,000
  • Reported investors1 → 51
  • Minimum accepted$50,000 → $10,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 20, 2017Amendment$2,583,000$2,533,000vs Dec 8, 201551SEC filing
Dec 8, 2015Initial$50,000No comparison1SEC filing
Jun 2, 2015Initial$2,963,188No comparison40SEC filing

Offering details

Securities
Debt
Exemptions
06c
Duration over one year
Yes
Business combination
No
Sales commissions
$100K (estimated)
Finders' fees
$0
Form D file number
021-252607
This is a bridge round financing that will last until we can complete our Series A funding from institutional investors which is predicted to be in 2017.
The broker takes 8% commission on funds originating from their investor base. This % decreases based on the amount of investment with a min of 5% commission. The broker takes 0% commission on funds which originate from the efforts of the company.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Fundme Securities LLC DBA CircleUp161785

Source: Form D, filed Jun 20, 2017. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Utz Derek Baldwin Director, Executive
Glen Allen Burchers Director, Executive
Brad Kayton Director

Issuer details

Industry: Other Technology (See others in industry)

Address:
9800 North Lamar Blvd Suite 310
Austin, TX, 78753