Form D · Commercial Banking
UB Bancorp
Greenville, NC · CIK 0001813816
Offering snapshot reported Jun 4, 2020 · SEC filing
- Reported sold
- $25M Offering amount: $25M
- Investors reported
- 18 Form D · investor count
- Minimum accepted
- $500K Reported outside-investor minimum
- First sale
- May 29, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 4, 2020 | Initial | $25,000,000 | No comparison | 18 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06c
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $357K
- Finders' fees
- $0
- Form D file number
- 021-368299
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Performance Trust Capital Partners, LLC | 36155 |
Source: Form D, filed Jun 4, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Ray Ball | Director |
| J E Blizzard | Director |
| Lee Burrows | Director |
| Chandler T Currin Jr. | Director |
| Lawrence Davenport | Director |
| F Wills Hancock Iv | Director |
| James T Hill | Director |
| C Dwight Howard | Director |
| Rob Jones | Director, Executive |
| Crawford Knott | Director |
| Scott C Mc Lean | Executive |
| Cameron Mc Rae | Director |
| Boyd Sturges Iii | Director |
| Doyle M Thigpen | Executive |
| T Gray Yancey | Director |
| Stephen Zaytoun | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
1011 Red Banks Road
Greenville, NC, 27858
Greenville, NC, 27858