Form D · REITS and Finance
UA GOLDEN PEAK II (RT), LLC
West New York, NJ · CIK 0001567269
Offering snapshot reported Feb 1, 2013 · SEC filing
- Reported sold
- $125K Offering amount: $125K
- Investors reported
- 125 Form D · investor count
- Minimum accepted
- $1K Reported outside-investor minimum
- First sale
- Jan 18, 2013 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 1, 2013 | Initial | $125,000 | No comparison | 125 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $6.25K
- Finders' fees
- $0
- Form D file number
- 021-191207
The sales commission payable to H&L Equities, LLC is 5% of the total capital raised.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| CHARLES B. HARRISON | 3071551 | H&L EQUITIES, LLC · CRD 113794 |
| PHYLLIS J. BECK | 1020488 | H&L EQUITIES, LLC · CRD 113794 |
| PATRICK J. WHELCHEL | 5389090 | H&L EQUITIES, LLC · CRD 113794 |
| SCOTT HARRISON | 4981070 | H&L EQUITIES, LLC · CRD 113794 |
| LORI MAYFIELD | 4899271 | H&L EQUITIES, LLC · CRD 113794 |
Source: Form D, filed Feb 1, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Philip M. Eisenberg | Executive |
| N/A Mm Golden Peak Ii, Llc | Promoter |
| N/A Sansonnieres Holdings, Llc | Promoter |
| N/A Ua Golden Peak Ii Manager, Llc | Promoter |
| N/A Urban American Holdings, Llc | Promoter |
Issuer details
Industry: REITS and Finance (See others in industry)
Address:
The London Yarn Building 590 56 Th Street
West New York, NJ, 07093
West New York, NJ, 07093