Form D · Insurance

US Alliance Corp

Topeka, KS · CIK 0001463913

Offering snapshot reported Nov 1, 2023 · SEC filing

Reported sold
$1.46M
Offering amount: $10.5M
Investors reported
197
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 9, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$730K$1.46MNov 8, 2017Nov 1, 2018: $743,820.00Oct 29, 2019: $1,373,421.00Nov 22, 2019: $1,373,421.00Nov 3, 2020: $1,407,707.00Oct 28, 2021: $1,434,524.00Nov 4, 2022: $1,444,450.00Nov 1, 2023: $1,459,150.00Nov 1, 2023

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$1,444,450 → $1,459,150
  • Reported investors195 → 197

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Nov 1, 2023Amendment$1,459,150$14,700vs Nov 4, 2022197SEC filing
Nov 4, 2022Amendment$1,444,450$9,926vs Oct 28, 2021195SEC filing
Oct 28, 2021Amendment$1,434,524$26,817vs Nov 3, 2020193SEC filing
Nov 3, 2020Amendment$1,407,707$34,286vs Nov 22, 2019193SEC filing
Nov 22, 2019Amendment$1,373,421$0vs Oct 29, 2019187SEC filing
Oct 29, 2019Amendment$1,373,421No comparison187SEC filing
Nov 1, 2018Amendment$743,820No comparison93SEC filing
Nov 8, 2017InitialYet to sellNo comparison0SEC filing
May 29, 2009Initial$75,000No comparisonNot reportedSEC filing
May 29, 2009Amendment$75,000No comparisonNot reportedSEC filing
May 19, 2009Initial$240,000No comparisonNot reportedSEC filing

Offering details

Securities
Equity, Option to acquire, Security to be acquired
Exemptions
06b
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-298331
Does not include warrants that will become exercisable upon conclusion of the offering.

Source: Form D, filed Nov 1, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jack H. Brier Director, Executive
Jeffrey Dean Brown Executive
Rochelle R. Chronister Director
James M. Concannon Director
William P. Graves Director
John R. Helms Director
James A. Poolman Director
Jennifer Schmidt Director
Kurtis L. Scott Director

Issuer details

Industry: Insurance (See others in industry)

Address:
1303 Sw First American Place Suite 200
Topeka, KS, 66604