Form D · Hedge Fund
TWO SIGMA COMPASS U.S. FUND, LP
New York, NY · CIK 0001470921
Offering snapshot reported Mar 15, 2021 · SEC filing
- Reported sold
- $487M Indefinite offering
- Investors reported
- 25 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Aug 1, 2009 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$452,156,922 → $486,881,322
- Reported investors24 → 25
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 15, 2021 | Amendment | $486,881,322 | $34,724,400vs Mar 13, 2020 | 25 | SEC filing |
| Mar 13, 2020 | Amendment | $452,156,922 | $11,660,400vs Mar 13, 2019 | 24 | SEC filing |
| Mar 13, 2019 | Amendment | $440,496,522 | $9,068,700vs Mar 13, 2018 | 24 | SEC filing |
| Mar 13, 2018 | Amendment | $431,427,822 | $21,729,800vs Mar 13, 2017 | 23 | SEC filing |
| Mar 13, 2017 | Amendment | $409,698,022 | $11,518,500vs Mar 11, 2016 | 23 | SEC filing |
| Mar 11, 2016 | Amendment | $398,179,522 | $220,798,408vs Mar 11, 2015 | 43 | SEC filing |
| Mar 11, 2015 | Amendment | $177,381,114 | $0vs Mar 14, 2014 | 21 | SEC filing |
| Mar 14, 2014 | Amendment | $177,381,114 | $8,000,000vs Mar 15, 2013 | 21 | SEC filing |
| Mar 15, 2013 | Amendment | $169,381,114 | $3,600,000vs Mar 15, 2012 | 19 | SEC filing |
| Mar 15, 2012 | Amendment | $165,781,114 | $28,338,578vs Mar 15, 2011 | 17 | SEC filing |
| Mar 15, 2011 | Amendment | $137,442,536 | $109,050,000vs Mar 16, 2010 | 15 | SEC filing |
| Mar 16, 2010 | Amendment | $28,392,536 | $27,192,536vs Sep 15, 2009 | 10 | SEC filing |
| Sep 15, 2009 | Initial | $1,200,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Pooled investment fund
- Exemptions
- 06b, 3C, 3C.7
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0 (estimated)
- Finders' fees
- $0 (estimated)
- Form D file number
- 021-134470
Source: Form D, filed Mar 15, 2021. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TWO SIGMA COMPASS U.S. FUND, LP
Investment adviser: TWO SIGMA INVESTMENTS, LP
- Gross asset value
- $582M
- Beneficial owners
- 4
- ADV minimum commitment
- $1M
Reported in Form ADV on Sep 27, 2021. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Filing source
Form ADV 1565294 · Sep 27, 2021 · Schedule D 7.B.(1), fund 805-4586029234
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John A. Overdeck | Executive |
| Matthew B. Siano, Esq. | Executive |
| David M. Siegel | Executive |
| Two Sigma Investments, Llc | Executive |
| Two Sigma Investments, Lp | Executive |
| Two Sigma Principals, Llc | Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:New York, NY, 10013