Form D · Hedge Fund

TWO SIGMA COMPASS CAYMAN FUND, LTD.

Grand Cayman, E9 · CIK 0001470920

Offering snapshot reported Sep 14, 2023 · SEC filing

Reported sold: $325M
Investors reported: 24
Minimum accepted: $1M
First sale: Aug 1, 2009

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Sep 14, 2023	Amendment	$325,002,131	$0vs Sep 14, 2022	24	SEC filing
Sep 14, 2023	Amendment	$325,002,131	$0vs Sep 14, 2022	24	SEC filing
Sep 14, 2022	Amendment	$325,002,131	$110,671,186vs Sep 14, 2021	24	SEC filing
Sep 14, 2021	Amendment	$214,330,945	No comparison	Not reported	SEC filing
Sep 14, 2020	Amendment	$214,330,945	$12,564,851vs Sep 12, 2019	23	SEC filing
Sep 12, 2019	Amendment	$201,766,094	$5,100,000vs Sep 12, 2018	22	SEC filing
Sep 12, 2018	Amendment	$196,666,094	$20,000,000vs Sep 12, 2017	20	SEC filing
Sep 12, 2017	Amendment	$176,666,094	$5,038,517vs Sep 12, 2016	20	SEC filing
Sep 12, 2016	Amendment	$171,627,577	$13,344,452vs Sep 11, 2015	32	SEC filing
Sep 11, 2015	Amendment	$158,283,125	$54,376,778vs Sep 12, 2014	14	SEC filing
Sep 12, 2014	Amendment	$103,906,347	$15,985,722vs Sep 13, 2013	13	SEC filing
Sep 13, 2013	Amendment	$87,920,625	-$381,202,306vs Sep 14, 2012	11	SEC filing
Sep 14, 2012	Amendment	$469,122,931	$6,000,000vs Sep 14, 2011	60	SEC filing
Sep 14, 2011	Amendment	$463,122,931	-$12,791,008vs Sep 16, 2010	59	SEC filing
Sep 16, 2010	Amendment	$475,913,939	$470,313,939vs Sep 16, 2009	54	SEC filing
Sep 16, 2009	Initial	$5,600,000	No comparison	3	SEC filing

Offering details

Securities: Equity, Pooled investment fund
Exemptions: 06b, 3C, 3C.7
Duration over one year: Yes
Business combination: No

Sales commissions: $0 (estimated)
Finders' fees: $0 (estimated)
Form D file number: 021-134471

Source: Form D, filed Sep 14, 2023. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TWO SIGMA COMPASS CAYMAN FUND, LTD.

Investment adviser: TWO SIGMA INVESTMENTS, LP

Gross asset value: $83.8M
Beneficial owners: 9
ADV minimum commitment: $1M

Reported in Form ADV on Jul 14, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CITCO FUND ADMINISTRATION (CAYMAN ISLANDS) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. CAMANA BAY, Cayman Islands

Custodian BANK OF AMERICA, N.A. CHARLOTTE, North Carolina, United States Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: No

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer TENEO PARTNERS JAPAN LIMITED TOKYO, Japan Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BANK OF AMERICA, N.A.
LEI B4TYDEB6GKMZO031MB27

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Filing source

Form ADV 1774854 · Jul 14, 2023 · Schedule D 7.B.(1), fund 805-6715270217

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Warren Keens	Director
James Keyes	Director
Scott Lennon	Director
Ian Pilgrim	Director
Matthew B. Siano, Esq.	Executive
Two Sigma Investments, Llc	Executive
Two Sigma Investments, Lp	Executive
Michelle Wilson Clarke	Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

Citco Fund Services (Cayman) Ltd 89 Nexus Way, 2 Nd Floor, Camana Bay
Grand Cayman, E9, KY1-1205