Form D · Agriculture
TWO RIVERS WATER & FARMING Co
Denver, CO · CIK 0001302946
Offering snapshot reported Dec 9, 2013 · SEC filing
- Reported sold
- $5M Offering amount: $5M
- Investors reported
- 42 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Oct 26, 2012 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 9, 2013 | Initial | $5,000,000 | No comparison | 42 | SEC filing |
| Sep 16, 2011 | Amendment | $5,307,000 | $1,717,000vs Aug 3, 2011 | 55 | SEC filing |
| Aug 3, 2011 | Initial | $3,590,000 | No comparison | 38 | SEC filing |
| Mar 7, 2011 | Initial | $2,000,000 | No comparison | 12 | SEC filing |
| Aug 30, 2010 | Amendment | $3,400,000 | $1,825,000vs May 11, 2010 | 31 | SEC filing |
| May 11, 2010 | Initial | $1,575,000 | No comparison | 24 | SEC filing |
| Nov 10, 2009 | Initial | $187,500 | No comparison | 3 | SEC filing |
| Oct 11, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06b, 4a5
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $137K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-207619
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Dawson James | 130645 | Spencer Edwards · CRD 22067 |
Source: Form D, filed Dec 9, 2013. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Garald Barber | Executive |
| Gregg Campbell | Director |
| Dennis Channer | Director |
| Howard L. Farkas | Director |
| Wayne Harding | Executive |
| Jolee R. Henry | Director |
| John Mc Kowen | Director, Executive |
| John Stroh, Ii | Executive |
| Bradley Walker | Director |
| Brad Walker | Director |
Issuer details
Industry: Agriculture (See others in industry)
Address:
2000 S Colorado Blvd. Ste 1 3100
Denver, CO, 80222
Denver, CO, 80222