Form D · Private Equity Fund

TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P.

Westport, CT · CIK 0001429755

Offering snapshot reported Mar 15, 2013 · SEC filing

Reported sold
$336M
Indefinite offering
Investors reported
110
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Feb 25, 2008
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$168M$336MMar 11, 2008Feb 11, 2010: $326,055,324.00Feb 11, 2010Mar 15, 2011: $287,955,324.00Mar 15, 2011Mar 15, 2012: $335,955,324.00Mar 15, 2012Mar 30, 2012: $335,955,324.00Mar 15, 2013: $335,955,324.00Mar 15, 2013

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported investors94 → 110

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Mar 15, 2013Amendment$335,955,324$0vs Mar 30, 2012110SEC filing
Mar 30, 2012Amendment$335,955,324$0vs Mar 15, 201294SEC filing
Mar 15, 2012Amendment$335,955,324$48,000,000vs Mar 15, 201194SEC filing
Mar 15, 2011Amendment$287,955,324-$38,100,000vs Feb 11, 201090SEC filing
Feb 11, 2010Amendment$326,055,324No comparison93SEC filing
Mar 11, 2008PaperNot reportedNo comparisonNot reportedSEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06, 3C, 3C.7
Duration over one year
No
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-115851

Source: Form D, filed Mar 15, 2013. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TWIN HAVEN SPECIAL OPPORTUNITIES FUND III, L.P.

Investment adviser: TWIN HAVEN CAPITAL PARTNERS, LLC

Gross asset value
$8.11M
Beneficial owners
114
ADV minimum commitment
$1M

Reported in Form ADV on Mar 29, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES,INC. DUBLIN, Ohio, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor RSM US, LLP NEW YORK, New York, United States
Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Custodian UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States Related to adviser: No
Prime broker PERSHING LLC JERSEY CITY, New Jersey, United States
Prime broker UBS FINANCIAL SERVICES INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US, LLP
PCAOB 49

PERSHING LLC
SEC 8-17574

UBS FINANCIAL SERVICES INC.
SEC 8-16267

PERSHING LLC
CRD 7560 · SEC 8-17574

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 8-16267

Filing source

Form ADV 1303785 · Mar 29, 2019 · Schedule D 7.B.(1), fund 805-5286994793

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Paul L. Mellinger Executive
Robert B. Webster Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
33 Riverside Avenue, Third Floor
Westport, CT, 06880