Form D · Other Banking and Financial Services
Twain Note Issuer 3 LLC
St. Louis, MO · CIK 0001599004
Offering snapshot reported Feb 5, 2014 · SEC filing
- Reported sold
- $9.12M Offering amount: $9.12M
- Investors reported
- 3 Form D · investor count
- Minimum accepted
- $1.37M Reported outside-investor minimum
- First sale
- Jan 21, 2014 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Feb 5, 2014 | Initial | $9,121,962 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Debt
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-211354
NO BROKERS USED; NO SALES COMMISSIONS OWED.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| N/A | None | N/A |
Source: Form D, filed Feb 5, 2014. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Matthew Ellis Badler | Executive |
| Marc Robert Hirshman | Executive |
| Rosemary Klein | Executive |
| Twain Snmtc Llc Twain Snmtc Llc | Executive |
| Keith Alan Willy | Executive |
Issuer details
Industry: Other Banking and Financial Services (See others in industry)
Address:
C/O Twain Financial Partners 1324 Washington Avenue, Suite 300
St. Louis, MO, 60103
St. Louis, MO, 60103