Form D · Other Health Care
TriVascular Technologies, Inc.
Santa Rosa, CA · CIK 0001432732
Offering snapshot reported Aug 21, 2015 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 5 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Aug 18, 2015 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Aug 21, 2015 | Initial | $10,000,000 | No comparison | 5 | SEC filing |
| Dec 12, 2013 | Initial | $1,950,270 | No comparison | 2 | SEC filing |
| Nov 7, 2013 | Initial | $39,643,841 | No comparison | 23 | SEC filing |
| Nov 8, 2012 | Initial | $68,000 | No comparison | 2 | SEC filing |
| Jun 15, 2012 | Initial | $35,421,757 | No comparison | 34 | SEC filing |
| May 1, 2012 | Initial | $4,000,001 | No comparison | 22 | SEC filing |
| Feb 7, 2012 | Initial | $7,161,013 | No comparison | 22 | SEC filing |
| Jul 15, 2010 | Initial | $45,000,000 | No comparison | 18 | SEC filing |
| Nov 20, 2009 | Initial | $30,505,087 | No comparison | 22 | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
| Apr 14, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-246251
Source: Form D, filed Aug 21, 2015. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Shari Allen | Executive |
| Samuel E. Brasch | Director |
| Christopher Chavez | Director, Executive |
| Michael V. Chobotov | Executive |
| Ryan D. Drant | Director |
| Kimberley Elting | Executive |
| Steven Harrison | Executive |
| Joseph Humphrey | Executive |
| Vivek K. Jayaraman | Executive |
| Stuart Kaler | Executive |
| David Kim | Director |
| Michael R. Kramer | Executive |
| Lou Molinari | Executive |
| Louis J. Molinari | Executive |
| Daniel J. Moore | Director |
| Jake R. Nunn | Director |
| Shari L. O'quinn | Executive |
| Arun Ramamoorthy | Director |
| Douglas A. Roeder | Director |
| James P. Scopa | Director |
| James Shapiro | Director |
| Robert W. Thomas | Director |
| Robert G. Whirley | Executive |
Issuer details
Industry: Other Health Care (See others in industry)
Address:
3910 Brickway Boulevard
Santa Rosa, CA, 95403
Santa Rosa, CA, 95403