Form D · Other

Turning Point Brands, Inc.

Louisville, KY · CIK 0001290677

Offering snapshot reported Sep 19, 2018 · SEC filing

Reported sold
$5M
Offering amount: $5M
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Sep 5, 2018
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$2.5M$5MSep 17, 2018: $5,000,000.00Sep 17, 2018Sep 19, 2018: $5,000,000.00Sep 19, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Sep 19, 2018Amendment$5,000,000$0vs Sep 17, 201813SEC filing
Sep 17, 2018Initial$5,000,000No comparison13SEC filing
Feb 4, 2014Initial$22,000,000No comparison10SEC filing

Offering details

Securities
Equity
Exemptions
06b
Duration over one year
No
Business combination
Yes
Sales commissions
$0
Finders' fees
$0
Form D file number
021-321508
153,079 shares of issuer common stock based on a 30-day volume weighted average price as of August 28, 2018

Source: Form D, filed Sep 19, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Gregory H.A. Baxter Director
H.C. Charles Diao Director
H. C. Charles Diao Director, Executive
James W Dobbins Executive
Thomas S. Gilbert Director, Executive
David Glazek Director
Brian C. Harriss Executive
George Hebard Director
Thomas F Helms, Jr. Director
Robert M Lavan Executive
James Michael Murray Executive
Lawrence Wexler Executive
Brian Wigginton Executive
Arnold Zimmerman Director

Issuer details

Industry: Other (See others in industry)

Address:
5201 Interchange Way
Louisville, KY, 40229