Form D · Hedge Fund

Tumalo Capital, L.P.

Bend, OR · CIK 0001691702

Offering snapshot reported Dec 6, 2018 · SEC filing

Reported sold
$7.62M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$500K
Reported outside-investor minimum
First sale
Dec 1, 2016
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.81M$7.62MDec 9, 2016: $2,500,000.00Dec 9, 2016Dec 7, 2017: $7,621,667.00Dec 7, 2017Dec 6, 2018: $7,621,667.00Dec 6, 2018

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 6, 2018Amendment$7,621,667$0vs Dec 7, 20171SEC filing
Dec 7, 2017Amendment$7,621,667$5,121,667vs Dec 9, 20161SEC filing
Dec 9, 2016Initial$2,500,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund, Other
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$23.4K (estimated)
Form D file number
021-275986
Limited Partner Interests
Total since inception through November 15, 2018.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Coronado Investments111992Coronado Investments · CRD 111992

Source: Form D, filed Dec 6, 2018. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TUMALO CAPITAL, L.P.

Investment adviser: STONEPINE CAPITAL MANAGEMENT, LLC

Gross asset value
$2.54M
Beneficial owners
2
ADV minimum commitment
$500K

Reported in Form ADV on Mar 27, 2020. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator HEDGEASSIST, LLC CARLSBAD, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator YULISH & ASSOCIATES OXNARD, California, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor SPICER JEFFRIES LLP DENVER, Colorado, United States
Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States Related to adviser: No
Prime broker WELLS FARGO SECURITIES, LLC SAN FRANCISCO, California, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SPICER JEFFRIES LLP
PCAOB 349

WELLS FARGO SECURITIES, LLC
SEC 8-65876

WELLS FARGO SECURITIES, LLC
CRD 126292 · SEC 8-65876

Filing source

Form ADV 1400978 · Mar 27, 2020 · Schedule D 7.B.(1), fund 805-3944518813

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Matt Carroll Executive
Timothy P. Lynch Executive
Jeff Nunnenkamp Executive
Jon M. Plexico Executive
N/A Stonepine Capital Management, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
919 Nw Bond Street, Suite 204
Bend, OR, 97703