Form D · Investment Banking
Tudor, Pickering, Holt & Co., LLC
Houston, TX · CIK 0001423303
Offering snapshot reported Jun 22, 2011 · SEC filing
- Reported sold
- $10M Offering amount: $10M
- Investors reported
- 43 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Jun 17, 2011 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 22, 2011 | Initial | $10,000,000 | No comparison | 43 | SEC filing |
| May 10, 2011 | Initial | $110,000,000 | No comparison | 3 | SEC filing |
| Jan 8, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Debt, Security to be acquired
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-161630
Source: Form D, filed Jun 22, 2011. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| William Bush | Director |
| Claiborne P. Deming | Director |
| John Dills | Director |
| Robert Maynard Holt | Director, Executive, Promoter |
| Daniel R. Pickering | Director, Executive, Promoter |
| Alexandra Pruner | Director, Executive |
| David A. Pursell | Director, Executive |
| Robert B. Tudor | Director, Executive, Promoter |
Issuer details
Industry: Investment Banking (See others in industry)
Address:
1111 Bagby Suite 5100
Houston, TX, 77002
Houston, TX, 77002