Form D · Hedge Fund

Tucker Focus Fund, LP

Greenwich, CT · CIK 0001519020

Offering snapshot reported May 2, 2014 · SEC filing

Reported sold
$25M
Indefinite offering
Investors reported
1
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Apr 1, 2011
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$12.5M$25MMay 3, 2011: $25,000,000.00May 3, 2011May 2, 2012: $25,000,000.00May 2, 2012May 2, 2013: $25,000,000.00May 2, 2013May 2, 2014: $25,000,000.00May 2, 2014

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$100,000 → $1,000,000

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 2, 2014Amendment$25,000,000$0vs May 2, 20131SEC filing
May 2, 2013Amendment$25,000,000$0vs May 2, 20121SEC filing
May 2, 2012Amendment$25,000,000$0vs May 3, 20111SEC filing
May 3, 2011Initial$25,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-159216
The Issuer is offering an unlimited amount of limited partnership interests.

Source: Form D, filed May 2, 2014. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TUCKER FOCUS FUND, LP

Investment adviser: TUCKER CAPITAL MANAGEMENT, LLC

Gross asset value
$45.5M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 31, 2015. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator SS&C TECHNOLOGIES, INC. SKILLMAN, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS ROSELAND, New Jersey, United States
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GOLDMAN, SACHS & CO.
SEC 8-129

INTERACTIVE BROKERS LLC
SEC 8-47257

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Filing source

Form ADV 889976 · Mar 31, 2015 · Schedule D 7.B.(1), fund 805-7540279752

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Tucker Capital Management Llc Executive, Promoter
Stellar Kim Tucker Executive
Albert Belman Tucker, Iii Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
500 West Putnam Ave Suite 400
Greenwich, CT, 06830