Form D · Pooled Investment Fund

TTGA SBIC Pioneer Fund I, LP

Cincinnati, OH · CIK 0001868234

Offering snapshot reported Jun 17, 2021 · SEC filing

Reported sold
$60.5M
Offering amount: $75M
Investors reported
Not reported
Form D · investor count
Minimum accepted
Not reported
Reported outside-investor minimum
First sale
Not reported
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 17, 2021Initial$60,500,000No comparisonNot reportedSEC filing

Offering details

Securities
Not reported
Exemptions
Not reported
Duration over one year
Not reported
Business combination
Not reported
Sales commissions
Not reported
Finders' fees
Not reported
Form D file number
021-403288

Source: Form D, filed Jun 17, 2021. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TTGA SBIC PIONEER FUND I, LP

Investment adviser: THE TOKARZ GROUP ADVISERS LLC

Gross asset value
$118M
Beneficial owners
27
ADV minimum commitment
$500K

Reported in Form ADV on Mar 31, 2023. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator STANDISH MANAGEMENT CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor GRANT THORNTON LLP NEW YORK, New York, United States
Custodian WILMINGTON TRUST WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

GRANT THORNTON LLP
PCAOB 248

Filing source

Form ADV 1730585 · Mar 31, 2023 · Schedule D 7.B.(1), fund 805-4753537660

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Harrison S. Mullin Executive
N/A The Tokarz Group Advisers, Llc Executive
N/A Ttga Sbic Pioneer Gp, Llc Executive
David J. Williams Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
201 E. Fifth Street Suite 2310
Cincinnati, OH, 45202