Form D · Other Investment Fund

TSW3, LP

Chattanooga, TN · CIK 0001799985

Offering snapshot reported Jan 16, 2026 · SEC filing

Reported sold
$271M
Indefinite offering
Investors reported
146
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 2020
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$135M$271MJan 15, 2020: $11,750,000.00Jan 15, 2020Jan 15, 2021: $80,130,000.00Jan 28, 2022: $189,103,048.00Feb 9, 2023: $238,196,630.00Jan 12, 2024: $255,845,026.00Jan 21, 2025: $265,110,448.00Jan 16, 2026: $270,828,791.00Jan 16, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$265,110,448 → $270,828,791
  • Reported investors158 → 146

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2026Amendment$270,828,791$5,718,343vs Jan 21, 2025146SEC filing
Jan 21, 2025Amendment$265,110,448$9,265,422vs Jan 12, 2024158SEC filing
Jan 12, 2024Amendment$255,845,026$17,648,396vs Feb 9, 2023165SEC filing
Feb 9, 2023Amendment$238,196,630$49,093,582vs Jan 28, 2022184SEC filing
Jan 28, 2022Amendment$189,103,048$108,973,048vs Jan 15, 2021173SEC filing
Jan 15, 2021Amendment$80,130,000$68,380,000vs Jan 15, 202053SEC filing
Jan 15, 2020Initial$11,750,000No comparison0SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-358145

Source: Form D, filed Jan 16, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TSW3, L.P.

Investment adviser: TSW II CAPITAL ADVISORS, LLC

Gross asset value
$315M
Beneficial owners
148
ADV minimum commitment
$1M

Reported in Form ADV on Mar 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ELLIOTT DAVIS, LLC CHATTANOOGA, Tennessee, United States
Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS, LLC
PCAOB 149

INTERACTIVE BROKERS LLC
SEC 8-47257

RBC CAPITAL MARKETS, LLC
SEC 8-45411

Filing source

Form ADV 2062067 · Mar 4, 2026 · Schedule D 7.B.(1), fund 805-6062242234

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Katharine Stark Caldwell Executive
Hardwick Caldwell Executive
La Fayette Hardwick Caldwell, Iii Executive
Chris Fehr Executive
Mindy Freeman Executive
John P. Harrison Executive
Katharine Caldwell Nevin Executive
N/A Tsw3 Gp, Llc Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
736 Market Street Suite 1400
Chattanooga, TN, 37402