Form D · Other Investment Fund
TSW SMID Cap Equity Fund
Boston, MA · CIK 0001748288
Offering snapshot reported Jun 1, 2026 · SEC filing
- Reported sold
- $43M Indefinite offering
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $5M Reported outside-investor minimum
- First sale
- May 30, 2018 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Jun 1, 2026 | Amendment | $43,004,685 | $0vs May 30, 2025 | 1 | SEC filing |
| May 30, 2025 | Amendment | $43,004,685 | $0vs Jun 5, 2024 | 1 | SEC filing |
| Jun 5, 2024 | Amendment | $43,004,685 | $0vs Feb 8, 2024 | 1 | SEC filing |
| Feb 8, 2024 | Amendment | $43,004,685 | $0vs Feb 8, 2023 | 1 | SEC filing |
| Feb 8, 2023 | Amendment | $43,004,685 | $0vs Feb 8, 2022 | 1 | SEC filing |
| Feb 8, 2022 | Amendment | $43,004,685 | $0vs Jul 30, 2021 | 1 | SEC filing |
| Jul 30, 2021 | Amendment | $43,004,685 | $0vs Jul 31, 2020 | 1 | SEC filing |
| Jul 31, 2020 | Amendment | $43,004,685 | $0vs Aug 1, 2019 | 1 | SEC filing |
| Aug 1, 2019 | Amendment | $43,004,685 | $17,265vs Aug 2, 2018 | 1 | SEC filing |
| Aug 2, 2018 | Initial | $42,987,420 | No comparison | 1 | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-318328
Source: Form D, filed Jun 1, 2026. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TS&W SMID CAP EQUITY FUND (DST)
Investment adviser: JOHCM (USA) INC
- Gross asset value
- $80.1M
- Beneficial owners
- 1
- ADV minimum commitment
- $5M
Reported in Form ADV on Sep 24, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 238
THE NORTHERN TRUST COMPANY
LEI 6PTKHDJ8HDUF78PFWH30
PERPETUAL AMERICAS FUNDS DISTRIBUTORS, LLC
CRD 143809 · SEC 8-67608
Filing source
Form ADV 2130611 · Sep 24, 2026 · Schedule D 7.B.(1), fund 805-7898005675
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Stephen H. Belgrad | Director, Executive |
| Chris Golden | Director |
| Nicholas Michael Whateley Good | Director |
| Gene R. Janvier | Director |
| Scott Craven Jones | Director |
| Christopher Jones | Director |
| David Lane | Director, Executive |
| Allan Jay Lo Proto | Director |
| Daniel Mahoney | Executive |
| Thomas M. Mc Lain | Executive |
| Suren S. Rana | Director, Executive |
| John Lawrence Reifsnider | Executive |
| Jonathan Paul Weitz | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Boston, MA, 02114