Form D · Other Investment Fund

TSW Small Cap Opportunities Fund

Woburn, MA · CIK 0002073555

Offering snapshot reported May 5, 2026 · SEC filing

Reported sold
$33.1M
Indefinite offering
Investors reported
13
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Jan 31, 2025
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$16.6M$33.1MJun 20, 2025: $4,871,419.00Jun 20, 2025Nov 20, 2025: $4,871,419.00Nov 20, 2025May 5, 2026: $33,143,418.00May 5, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$4,871,419 → $33,143,418
  • Reported investors3 → 13

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2026Amendment$33,143,418$28,271,999vs Nov 20, 202513SEC filing
Nov 20, 2025Amendment$4,871,419$0vs Jun 20, 20253SEC filing
Jun 20, 2025Initial$4,871,419No comparison3SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.1
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-549385

Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TSW SMALL CAP OPPORTUNITIES FUND

Investment adviser: THOMPSON SIEGEL & WALMSLEY LLC

Gross asset value
$21M
Beneficial owners
4
ADV minimum commitment
$0

Reported in Form ADV on Apr 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES, INC. WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS BOSTON, Massachusetts, United States
Custodian BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No
Marketer FUNDS DISTRIBUTOR, LLC PORTLAND, Maine, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICE WATERHOUSE COOPERS
PCAOB 238

BNY MELLON SECURITIES CORPORATION
SEC 8-13801 · LEI 2549009A52JAL1RI9176

FUNDS DISTRIBUTOR, LLC
CRD 7174 · SEC 8-20518

Filing source

Form ADV 2082166 · Apr 1, 2026 · Schedule D 7.B.(1), fund 805-3790799385

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Global Trust Company Director
Thompson, Siegel & Walmsley Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Global Trust Company 12 Gill Street, Suite 2600
Woburn, MA, 01801