Form D · Other Investment Fund

TSW Innovations Fund

Woburn, MA · CIK 0002099462

Offering snapshot reported May 5, 2026 · SEC filing

Reported sold
$3.59M
Indefinite offering
Investors reported
3
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Aug 11, 2025
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$1.8M$3.59MDec 4, 2025: $2,000,000.00Dec 4, 2025May 5, 2026: $3,592,901.00May 5, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$2,000,000 → $3,592,901
  • Reported investors1 → 3

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
May 5, 2026Amendment$3,592,901$1,592,901vs Dec 4, 20253SEC filing
Dec 4, 2025Initial$2,000,000No comparison1SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.1, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-565766

Source: Form D, filed May 5, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TSW INNOVATIONS FUND

Investment adviser: THOMPSON SIEGEL & WALMSLEY LLC

Gross asset value
$2.92M
Beneficial owners
0
ADV minimum commitment
$0

Reported in Form ADV on Apr 1, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator NORTHEAST RETIREMENT SERVICES, INC. WOBURN, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICE WATERHOUSE COOPERS BOSTON, Massachusetts, United States
Custodian BNY MELLON SECURITIES CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICE WATERHOUSE COOPERS
PCAOB 238

BNY MELLON SECURITIES CORPORATION
SEC 8-13801 · LEI 2549009A52JAL1RI9176

Filing source

Form ADV 2082166 · Apr 1, 2026 · Schedule D 7.B.(1), fund 805-2198606817

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Global Trust Company Director, Executive, Promoter
Thompson, Siegel & Walmsley Llc Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
C/O Global Trust Company 12 Gill Street, Suite 2600
Woburn, MA, 01801