Form D · Other Investment Fund
TSW II OFFSHORE SPC
Chattanooga, TN · CIK 0001320633
Offering snapshot reported Mar 2, 2023 · SEC filing
- Reported sold
- $41.6M Indefinite offering
- Investors reported
- 8 Form D · investor count
- Minimum accepted
- $1M Reported outside-investor minimum
- First sale
- Mar 1, 2005 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported investors7 → 8
Filing history
Scroll to see all columns →
| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 2, 2023 | Amendment | $41,631,412 | $0vs Mar 17, 2022 | 8 | SEC filing |
| Mar 17, 2022 | Amendment | $41,631,412 | $1,101,412vs Jan 21, 2021 | 7 | SEC filing |
| Jan 21, 2021 | Amendment | $40,530,000 | $0vs Feb 21, 2020 | 7 | SEC filing |
| Feb 21, 2020 | Amendment | $40,530,000 | $0vs Feb 22, 2019 | 7 | SEC filing |
| Feb 22, 2019 | Amendment | $40,530,000 | $0vs Feb 28, 2018 | 7 | SEC filing |
| Feb 28, 2018 | Amendment | $40,530,000 | $4,530,000vs May 30, 2017 | 9 | SEC filing |
| May 30, 2017 | Amendment | $36,000,000 | $6,070,000vs Feb 23, 2016 | 12 | SEC filing |
| Feb 23, 2016 | Amendment | $29,930,000 | $410,000vs Feb 25, 2015 | 11 | SEC filing |
| Feb 25, 2015 | Amendment | $29,520,000 | $505,000vs Feb 25, 2014 | 11 | SEC filing |
| Feb 25, 2014 | Amendment | $29,015,000 | $1,025,000vs Feb 25, 2013 | 11 | SEC filing |
| Feb 25, 2013 | Amendment | $27,990,000 | $297,030vs Feb 23, 2012 | 11 | SEC filing |
| Feb 23, 2012 | Amendment | $27,692,970 | -$2,806,649vs Feb 25, 2011 | 11 | SEC filing |
| Feb 25, 2011 | Amendment | $30,499,619 | $209,692vs Mar 10, 2010 | 12 | SEC filing |
| Mar 10, 2010 | Amendment | $30,289,927 | -$23,042,495vs Mar 16, 2009 | 14 | SEC filing |
| Mar 16, 2009 | Amendment | $53,332,422 | No comparison | Not reported | SEC filing |
| Mar 11, 2005 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Pooled investment fund
- Exemptions
- 06b, 3C, 3C.1
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $0
- Form D file number
- 021-74944
Source: Form D, filed Mar 2, 2023. Minimum accepted may differ from a standard advertised minimum.
Fund connections
The linked fund shows its most recently reported ADV details.
Matched by reported Form D file number
TSW II OFFSHORE, SPC
Investment adviser: TSW II CAPITAL ADVISORS, LLC
- Gross asset value
- $27.5M
- Beneficial owners
- 8
- ADV minimum commitment
- $1M
Reported in Form ADV on Mar 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.
Service providers
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
ELLIOTT DAVIS, LLC
PCAOB 149
Filing source
Form ADV 2062067 · Mar 4, 2026 · Schedule D 7.B.(1), fund 805-5032074766
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Katharine Stark Caldwell | Director |
| L. Hardwick Caldwell Iii | Director, Executive |
| Lafayette Hardwick Caldwell Iii | Director |
| L. Hardwick Caldwell, Jr. | Director |
| Chris Fehr | Executive |
| Mindy Freeman | Executive |
| Katherine Caldwell Nevin | Director |
| Katharine Caldwell Nevin | Director, Executive |
Issuer details
Industry: Pooled Investment Fund (See others in industry)
Address:Chattanooga, TN, 37402