Form D · Other Investment Fund

TSW II, L.P.

Chattanooga, TN · CIK 0000871240

Offering snapshot reported Jan 16, 2026 · SEC filing

Reported sold
$487M
Indefinite offering
Investors reported
66
Form D · investor count
Minimum accepted
$1M
Reported outside-investor minimum
First sale
Jan 1, 1991
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$244M$487MFeb 7, 2012: $314,725,000.00Feb 7, 2012Feb 25, 2013: $337,715,000.00Feb 25, 2014: $346,170,000.00Feb 25, 2015: $366,620,000.00Feb 23, 2016: $391,910,000.00May 30, 2017: $412,550,000.00Feb 28, 2018: $425,620,000.00Feb 22, 2019: $431,900,000.00Feb 21, 2020: $460,450,000.00Jan 21, 2021: $465,780,000.00Jan 28, 2022: $474,420,720.00Feb 9, 2023: $479,401,326.00Jan 12, 2024: $482,021,286.00Jan 16, 2025: $484,579,540.00Jan 16, 2026: $487,032,100.00Jan 16, 2026

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Reported sold$484,579,540 → $487,032,100

Filing history

Scroll to see all columns →

FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jan 16, 2026Amendment$487,032,100$2,452,560vs Jan 16, 202566SEC filing
Jan 16, 2025Amendment$484,579,540$2,558,254vs Jan 12, 202466SEC filing
Jan 12, 2024Amendment$482,021,286$2,619,960vs Feb 9, 202366SEC filing
Feb 9, 2023Amendment$479,401,326$4,980,606vs Jan 28, 202266SEC filing
Jan 28, 2022Amendment$474,420,720$8,640,720vs Jan 21, 202165SEC filing
Jan 21, 2021Amendment$465,780,000$5,330,000vs Feb 21, 202069SEC filing
Feb 21, 2020Amendment$460,450,000$28,550,000vs Feb 22, 201968SEC filing
Feb 22, 2019Amendment$431,900,000$6,280,000vs Feb 28, 201871SEC filing
Feb 28, 2018Amendment$425,620,000$13,070,000vs May 30, 201779SEC filing
May 30, 2017Amendment$412,550,000$20,640,000vs Feb 23, 201686SEC filing
Feb 23, 2016Amendment$391,910,000$25,290,000vs Feb 25, 2015100SEC filing
Feb 25, 2015Amendment$366,620,000$20,450,000vs Feb 25, 201499SEC filing
Feb 25, 2014Amendment$346,170,000$8,455,000vs Feb 25, 2013101SEC filing
Feb 25, 2013Amendment$337,715,000$22,990,000vs Feb 7, 2012107SEC filing
Feb 7, 2012Initial$314,725,000No comparison117SEC filing

Offering details

Securities
Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0
Finders' fees
$0
Form D file number
021-173026

Source: Form D, filed Jan 16, 2026. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TSW II, L.P.

Investment adviser: TSW II CAPITAL ADVISORS, LLC

Gross asset value
$169M
Beneficial owners
66
ADV minimum commitment
$1M

Reported in Form ADV on Mar 4, 2026. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor ELLIOTT DAVIS, LLC CHATTANOOGA, Tennessee, United States
Custodian FIRST HORIZON BANK CHATTANOOGA, Tennessee, United States Related to adviser: No
Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No
Custodian MORGAN STANLEY SMITH BARNEY LLC BOSTON, Massachusetts, United States Related to adviser: No
Custodian RBC CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Custodian TRUIST INVESTMENT SERVICES, INC. ATLANTA, Georgia, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ELLIOTT DAVIS, LLC
PCAOB 149

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191

RBC CAPITAL MARKETS, LLC
SEC 8-45411

TRUIST INVESTMENT SERVICES, INC.
SEC 8-35355

Filing source

Form ADV 2062067 · Mar 4, 2026 · Schedule D 7.B.(1), fund 805-5418060792

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Katharine Stark Caldwell Director
La Fayette Hardwick Caldwell, Iii Director, Executive
Lafayette Hardwick Caldwell, Iii Director, Executive
L. Hardwick Caldwell, Iii Director, Executive
L. Hardwick Caldwell, Jr. Director, Executive
Chris Fehr Executive
Mindy Freeman Executive
Katharine Caldwell Nevin Director, Executive
Katherine Caldwell Nevin Director, Executive

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
736 Market Street Suite 1400
Chattanooga, TN, 37402