Form D · Commercial Banking
TrustAtlantic Financial Corp
Raleigh, NC · CIK 0001491023
Offering snapshot reported May 21, 2010 · SEC filing
- Reported sold
- $1.91M Offering amount: $10.5M
- Investors reported
- 29 Form D · investor count
- Minimum accepted
- $24.5K Reported outside-investor minimum
- First sale
- May 11, 2010 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| May 21, 2010 | Initial | $1,910,958 | No comparison | 29 | SEC filing |
Offering details
- Securities
- Equity
- Exemptions
- 06
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $2.45K
- Finders' fees
- $0
- Form D file number
- 021-142398
This offering is closed and no further sales will be made.
In addition to the sales commission, the financial adviser (Howe Barnes) will be paid a fixed fee of $75,000 for advisory services associated with the offering.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Howe Barnes Hoefer & Arnett, Inc. | 2240 |
Source: Form D, filed May 21, 2010. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| John N. Anthony | Executive |
| Sepideh S. Asefnia | Director |
| James A. Beck | Director, Executive |
| Shahn Chhabra | Director |
| Timothy S. Day | Executive |
| Richard W. Edwards | Executive |
| Ron Francis | Director |
| R. Horace Johnson | Director |
| Scott Mc Callum | Director |
| Sanjay Mundra | Director |
| L. Randy Powell | Executive |
| E. Stephen Stroud | Director |
| Harold E. Youngblood | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
4801 Glenwood Avenue Suite 500
Raleigh, NC, 27612
Raleigh, NC, 27612