Form D · Other Technology
trueEX Group LLC
New York, NY · CIK 0001525510
Offering snapshot reported Mar 29, 2019 · SEC filing
- Reported sold
- $24.4M Offering amount: $30M
- Investors reported
- 34 Form D · investor count
- Minimum accepted
- $0 Reported outside-investor minimum
- First sale
- Feb 26, 2016 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$24,264,024 → $24,414,024
- Reported investors33 → 34
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 29, 2019 | Amendment | $24,414,024 | $150,000vs Feb 21, 2018 | 34 | SEC filing |
| Feb 21, 2018 | Amendment | $24,264,024 | $16,512,024vs May 26, 2016 | 33 | SEC filing |
| Aug 4, 2016 | Amendment | $8,000,000 | $3,000,000vs Jul 23, 2013 | 42 | SEC filing |
| Aug 2, 2016 | Initial | $16,139,283 | No comparison | 14 | SEC filing |
| Jun 8, 2016 | Initial | $3,715,938 | No comparison | 34 | SEC filing |
| Jun 7, 2016 | Initial | $9,210,532 | No comparison | 42 | SEC filing |
| May 26, 2016 | Initial | $7,752,000 | No comparison | 13 | SEC filing |
| Jan 30, 2014 | Initial | $9,000,000 | No comparison | 35 | SEC filing |
| Jul 23, 2013 | Initial | $5,000,000 | No comparison | 41 | SEC filing |
| Apr 5, 2012 | Initial | $425,000 | No comparison | 5 | SEC filing |
| Apr 5, 2012 | Initial | $3,425,000 | No comparison | 10 | SEC filing |
| Jan 12, 2012 | Initial | $975,000 | No comparison | 9 | SEC filing |
| Jan 12, 2012 | Initial | $650,000 | No comparison | 3 | SEC filing |
| Jul 20, 2011 | Initial | $1,125,000 | No comparison | 3 | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- Yes
- Business combination
- No
- Sales commissions
- $0
- Finders' fees
- $70K
- Form D file number
- 021-263900
This amount does not include a total of $14,664,034 warrants issued that are currently exercisable. Upon payment of exercise price, such warrants will be convertible into Preferred Class A Units.
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| TCG Asset Management (Cayman) Ltd. | None |
Source: Form D, filed Mar 29, 2019. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Sam Bachman | Director |
| Kevin Greene | Director |
| Sunil Hirani | Director, Executive |
| Larry Israeloff | Executive |
| Francine Kenck | Executive |
| Herbert Kozlov | Director |
| Sara Beth Lewin | Executive |
| Sara Lewin Meyers | Executive |
| James R. Miller | Director, Executive |
| Scott Murphy | Director |
| Karen L. O'connor | Executive |
| Patrick Parkinson | Director |
| George Sapio | Executive |
| Tony Schiavo | Executive |
| Karin Wichman | Executive |
Issuer details
Industry: Other Technology (See others in industry)
Address:
22 West 21st Street 9 Th Floor
New York, NY, 10010
New York, NY, 10010