Form D · Commercial

True North High Yield Investment Fund II, LLC

White Plains, NY · CIK 0001488386

Offering snapshot reported Dec 15, 2010 · SEC filing

Reported sold: $302M
Investors reported: 15
Minimum accepted: $100K
First sale: Apr 1, 2010

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$207,388,522 → $301,968,606
Reported investors10 → 15

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Dec 15, 2010	Amendment	$301,968,606	$94,580,084vs Oct 18, 2010	15	SEC filing
Oct 18, 2010	Amendment	$207,388,522	$0vs Apr 15, 2010	10	SEC filing
Apr 15, 2010	Initial	$207,388,522	No comparison	10	SEC filing

Offering details

Securities: Equity
Exemptions: 06
Duration over one year: No
Business combination: No

Sales commissions: $4.09M
Finders' fees: $0
Form D file number: 021-140655

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Lazard Freres & Co. LLC	2528
Brill Securities, Inc.	18565

Source: Form D, filed Dec 15, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRUE NORTH HIGH YIELD INVESTMENT FUND II, LLC

Investment adviser: TRUE NORTH MANAGEMENT GROUP, LLC

Gross asset value: $30.9M
Beneficial owners: 65
ADV minimum commitment: $100K

Reported in Form ADV on Mar 17, 2022. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor KPMG STAMFORD, Connecticut, United States

Custodian JP MORGAN CHASE NEW YORK, New York, United States Related to adviser: No

Marketer LAZARD FRERES & CO LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

KPMG
PCAOB 185

Filing source

Form ADV 1623524 · Mar 17, 2022 · Schedule D 7.B.(1), fund 805-3085453574

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
0 True North Capital Funding, Llc	Executive

Issuer details

Industry: Commercial (See others in industry)

Address:

44 South Broadway, 10th Floor
White Plains, NY, 10601