Form D · Private Equity Fund

TRITON PACIFIC INCOME & GROWTH FUND III LP

Los Angeles, CA · CIK 0001445533

Offering snapshot reported Mar 29, 2010 · SEC filing

Reported sold: $9.25M
Investors reported: 84
Minimum accepted: $75K
First sale: Feb 13, 2008

Fundraising history

Reported sold

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

Reported sold$7,352,500 → $9,245,345
Reported investors52 → 84

Filing history

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Filed	Filing type	Reported sold	Change vs linked filing	Investors	Source
Mar 29, 2010	Amendment	$9,245,345	$1,892,845vs Nov 12, 2009	84	SEC filing
Nov 12, 2009	Initial	$7,352,500	No comparison	52	SEC filing
Sep 12, 2008	Paper	Not reported	No comparison	Not reported	SEC filing

Offering details

Securities: Not reported
Exemptions: 06, 3C, 3C.1
Duration over one year: Yes
Business combination: No

Sales commissions: $1.15M
Finders' fees: $0
Form D file number: 021-122651

The stated commissions are for the securities already sold. Additional sales will raise the paid commissions proportionately.

Sales compensation recipients

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Recipient	CRD	Associated broker-dealer
Commonwealth Financial Network	8032
VSR Financial Services	14503
Oak Tree Securities	18126
Kalos Capital, Inc.	44337
QA3 Financial Corp.	14754
Harrison Douglas, Inc.	16515
Alternative Wealth Strategies, Inc.	130933

Source: Form D, filed Mar 29, 2010. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRITON PACIFIC INCOME & GROWTH FUND III, LLC

Investment adviser: TRITON PACIFIC ADVISER, LLC

Gross asset value: $515K
Beneficial owners: 93
ADV minimum commitment: $250K

Reported in Form ADV on Apr 2, 2018. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Auditor FGMK, LLC BANNOCKBURN, Illinois, United States

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

FGMK, LLC
PCAOB 3698

Filing source

Form ADV 1203893 · Apr 2, 2018 · Schedule D 7.B.(1), fund 805-6385020612

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Related funds

Funds whose names form a numbered series with this one and that share its city or the name of a related person. Form D does not state how these funds are related.

Fund	Latest Form D	Reported sold	Investors
TRITON PACIFIC INCOME & GROWTH FUND III LP (this fund)	Mar 29, 2010	$9,245,345	84
Triton Pacific Income & Growth Fund IV, LP	Apr 18, 2013	$7,245,000	94

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
Name	Reported role
Michael L. Carroll	Executive
Craig J. Faggen	Executive
Ivan None Faggen	Executive
None None Tpcp Fund Manager, Llc	Director, Executive
None None Triton Pacific Capital Partners, Llc	Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:

10877 Wilshire Blvd., 12th Floor
Los Angeles, CA, 90024