Form D · Commercial Banking
TriState Capital Holdings, Inc.
Pittsburgh, PA · CIK 0001380846
Offering snapshot reported Dec 30, 2020 · SEC filing
- Reported sold
- $105M Offering amount: $105M
- Investors reported
- 1 Form D · investor count
- Minimum accepted
- $105M Reported outside-investor minimum
- First sale
- Dec 30, 2020 As reported in this filing
What changed?
Latest filing versus its linked predecessor, where available.
No comparable changes in the displayed metrics.
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Dec 30, 2020 | Initial | $105,000,000 | No comparison | 1 | SEC filing |
| Jun 20, 2014 | Initial | $35,000,000 | No comparison | 8 | SEC filing |
| Aug 22, 2012 | Initial | $50,000,000 | No comparison | 1 | SEC filing |
| Aug 16, 2010 | Amendment | $22,084,584 | $2,606,368vs Jun 17, 2010 | 56 | SEC filing |
| Jun 17, 2010 | Initial | $19,478,216 | No comparison | 56 | SEC filing |
| Nov 3, 2008 | Paper | Not reported | No comparison | Not reported | SEC filing |
Offering details
- Securities
- Equity, Option to acquire, Security to be acquired
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $3.78M
- Finders' fees
- $0
- Form D file number
- 021-384808
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Ardea Partners LP | 283558 |
Source: Form D, filed Dec 30, 2020. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| James F. Bauerle | Executive |
| David L. Bonvenuto | Director |
| Anthony J. Buzzelli | Director |
| Helen Hanna Casey | Director |
| David Demas | Executive |
| E.H. Dewhurst | Director |
| E. H. Dewhurst | Director |
| E.H. (Gene) Dewhurst | Director |
| James J. Dolan | Director |
| Audrey P. Dunning | Director |
| Michael J. Farrell | Director |
| Brian S. Fetterolf | Director, Executive |
| James F. Getz | Director, Executive |
| James H. Graves | Director |
| Helen Hanna Casey | Director |
| Michael Harris | Director |
| Leo A. Keevican, Jr. | Executive |
| James E. Minnick | Director |
| Timothy Riddle | Executive |
| Kim A. Ruth | Director |
| A. William Schenck | Director, Executive |
| A. William Schenck Iii | Director |
| A. William Schenck Iii | Director |
| A. William Schenck, Iii | Director, Executive, Promoter |
| Richard B. Seidel | Director |
| Mark L. Sullivan | Director, Executive |
| John B. Yasinsky | Director |
| Richard A. Zappala | Director |
Issuer details
Industry: Commercial Banking (See others in industry)
Address:
One Oxford Centre 301 Grant Street, Suite 2700
Pittsburgh, PA, 15219
Pittsburgh, PA, 15219