Form D · Hedge Fund

TRISHIELD SPECIAL SITUATIONS FUND LTD.

Grand Cayman, E9 · CIK 0001613501

Offering snapshot reported Jun 28, 2016 · SEC filing

Reported sold
$7.69M
Indefinite offering
Investors reported
4
Form D · investor count
Minimum accepted
$100K
Reported outside-investor minimum
First sale
Apr 1, 2014
As reported in this filing

Fundraising history

Reported sold
Reported amount sold by Form D filing date$0$3.84M$7.69MJul 11, 2014: $7,688,698.00Jul 11, 2014Jul 15, 2015: $7,688,698.00Jul 15, 2015Jun 28, 2016: $7,688,698.00Jun 28, 2016

Dates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.

What changed?

Latest filing versus its linked predecessor, where available.

  • Minimum accepted$1,000,000 → $100,000

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Jun 28, 2016Amendment$7,688,698$0vs Jul 15, 20154SEC filing
Jul 15, 2015Amendment$7,688,698$0vs Jul 11, 20144SEC filing
Jul 11, 2014Initial$7,688,698No comparison4SEC filing

Offering details

Securities
Equity, Pooled investment fund
Exemptions
06b, 3C, 3C.7
Duration over one year
Yes
Business combination
No
Sales commissions
$0 (estimated)
Finders' fees
$0 (estimated)
Form D file number
021-220856
The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation.

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Jefferies LLC2347

Source: Form D, filed Jun 28, 2016. Minimum accepted may differ from a standard advertised minimum.

Fund connections

The linked fund shows its most recently reported ADV details.

Matched by reported Form D file number

TRISHIELD SPECIAL SITUATIONS FUND LTD.

Investment adviser: TRISHIELD CAPITAL MANAGEMENT LLC

Gross asset value
$10.1M
Beneficial owners
3
ADV minimum commitment
$1M

Reported in Form ADV on Mar 27, 2019. Fund assets and beneficial owners measure different things from Form D sales and investors.

Service providers

Fund administrator CUSTOM HOUSE FUND SERVICES (USA) LLC CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS CHICAGO, Illinois, United States
Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker JEFFERIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Filing source

Form ADV 1300092 · Mar 27, 2019 · Schedule D 7.B.(1), fund 805-5919445028

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Jennifer Collins Director
Robert Harteveldt Director
Julie Hughes Director
Cormac Sheehan Director
Trishield Capital Management Llc Executive, Promoter

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
Elian Fiduciary Services (Cayman) Ltd 89 Nexus Way
Grand Cayman, E9, KY1-9007