Form D · Other
Trinity Frozen Foods, LLC
Pembroke, NC · CIK 0001565259
Offering snapshot reported Mar 14, 2016 · SEC filing
- Reported sold
- $5.5M Offering amount: $9M
- Investors reported
- 15 Form D · investor count
- Minimum accepted
- $25K Reported outside-investor minimum
- First sale
- Jun 19, 2015 As reported in this filing
Fundraising history
Reported soldDates are filing dates, not cash receipt dates. Decreases are reported revisions, not evidence of withdrawals. Separate offering histories are not added together.
What changed?
Latest filing versus its linked predecessor, where available.
- Reported sold$4,500,000 → $5,500,000
- Minimum accepted$27,899 → $25,000
Filing history
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| Filed | Filing type | Reported sold | Change vs linked filing | Investors | Source |
|---|---|---|---|---|---|
| Mar 14, 2016 | Amendment | $5,500,000 | $1,000,000vs Jul 6, 2015 | 15 | SEC filing |
| Jul 6, 2015 | Initial | $4,500,000 | No comparison | 15 | SEC filing |
| Aug 25, 2014 | Initial | $487,500 | No comparison | 10 | SEC filing |
| Jan 10, 2013 | Initial | $11,000,000 | No comparison | 50 | SEC filing |
Offering details
- Securities
- Debt, Option to acquire, Security to be acquired, Other
- Exemptions
- 06b
- Duration over one year
- No
- Business combination
- No
- Sales commissions
- $146K (estimated)
- Finders' fees
- $0
- Form D file number
- 021-243081
Membership Interest
Sales compensation recipients
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| Recipient | CRD | Associated broker-dealer |
|---|---|---|
| Bruce Roberts | 1489110 | Carolina Financial Securties, LLC · CRD 41970 |
| John Stanier | 4811895 | Carolina Financial Securities, LLC · CRD 41970 |
Source: Form D, filed Mar 14, 2016. Minimum accepted may differ from a standard advertised minimum.
Fund connections
No confirmed ADV fund connection is available for this issuer.
People & organizations
Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.
| Name | Reported role |
|---|---|
| Jere Null | Executive |
| David Ross | Executive |
| Barry White | Executive |
| Charles Ernst Wilson | Executive |
| George G. Wooten | Director |
| Charles Edward Zachman | Executive |
Issuer details
Industry: Other (See others in industry)
Address:
6064 Deep Branch Road
Pembroke, NC, 28372
Pembroke, NC, 28372