Form D · Other Investment Fund

Trinity Capital Inc.

Chandler, AZ · CIK 0001786108

Offering snapshot reported Dec 21, 2020 · SEC filing

Reported sold
$10.1M
Offering amount: $10.1M
Investors reported
0
Form D · investor count
Minimum accepted
$0
Reported outside-investor minimum
First sale
Dec 11, 2020
As reported in this filing

What changed?

Latest filing versus its linked predecessor, where available.

No comparable changes in the displayed metrics.

Filing history

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FiledFiling typeReported soldChange vs linked filingInvestorsSource
Dec 21, 2020Initial$10,065,000No comparison0SEC filing
Jan 30, 2020Initial$106,474,995No comparison0SEC filing

Offering details

Securities
Debt, Security to be acquired, Other
Exemptions
06b
Duration over one year
No
Business combination
No
Sales commissions
$245K (estimated)
Finders' fees
$0
Form D file number
021-383851
convertible notes convertible into common stock

Sales compensation recipients

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RecipientCRDAssociated broker-dealer
Keefe, Bruyette & Woods, Inc.481

Source: Form D, filed Dec 21, 2020. Minimum accepted may differ from a standard advertised minimum.

Fund connections

No confirmed ADV fund connection is available for this issuer.

People & organizations

Current and past Form D appearances. These existing records do not establish a person's current role or uniquely identify them across issuers.

People and organizations reported in Form D filings
NameReported role
Kyle Brown Director, Executive
Steven L Brown Director, Executive
Susan Echard Executive
Ronald E Estes Director
Gerald Harder Executive
Scott Harvey Executive
Ron Kundich Executive
David Lund Executive
Sarah Stanton Executive
Richard R Ward Director
Edmund G Zito Director

Issuer details

Industry: Pooled Investment Fund (See others in industry)

Address:
3075 West Ray Road Suite 525
Chandler, AZ, 85226